NO. 01-0079
______________________________
IN THE
SUPREME COURT OF TEXAS
______________________________
SIDNEY AINSLEY MILLER, by and
through her
next friends, KARLA H.
MILLER, and KARLA H.
MILLER and J. MARK MILLER,
individually,
Petitioners,
vs.
HCA, Inc., et al.,
Respondents.
______________________________
BRIEF OF AMICI CURIAE IN
SUPPORT OF RESPONDENTS
______________________________
STEPHEN
F. GOLD
125
S. 9th Street
Suite
700
Philadelphia,
Pa. 19107
215-627-7100
215-627-3183
(Telecopier)
Of
Counsel
Diane
Coleman
COUNSEL FOR AMICI CURIAE
BRIEF
OF AMICI CURIAE IN
SUPPORT OF RESPONDENTS
I. INTERESTS OF THE AMICI CURIAE [1]
Amici curiae, Not Dead Yet, ADAPT, The ARC of the United States, United Cerebral Palsy Associations, The ARC of Texas, TASH, the American Association of People with Disabilities, World Institute on Disability, United Cerebral Palsy Association of Texas, Coalition of Texans with Disabilities, Texas Advocates Supporting Kids with Disabilities, Austin Resource Center for Independent Living, Texas Association of Centers for Independent Living, the Texas Civil Rights Project, the Center for Housing and New Community Economics, the ABLE Center for Independent Living, the Houston Center for Independent Living, the Brazoria County Center for Independent Living, VOLAR, the Center for Self-Determination, and Advancing Independence: Modernizing Medicare and Medicaid, request that this Court affirm the decision below and not support this wrongful life lawsuit. [2]
Your amici curiae approach this case from a disability discrimination viewpoint. This Courtıs decision will affect thousands of newborns each year who have, who are regarded to have, or who are believed may have disabilities. It also affects how society values the millions of people who are alive today and who have severe disabilities similar to those of Sidney Miller.
This case is about disability. It is not about medical malpractice, or the common law of negligence, or about advance directives, or about the validity of consent. This case is about an assessment of an unborn or newbornıs potential quality of life as viewed through a societal prism in common use by a substantial portion of the medical community and many potential parents and which at its fundamental core devalues the worth of children and adults with severe disabilities.
This case is about whether medical treatment can be withheld from a premature infant at birth solely because the infant may be or become disabled. It is about whether a hospitalıs accepted medical protocol - to treat equally all newborns over a minimum weight, to not discriminate against premature infants who may develop disabilities, to provide all newborns the appropriate medical care and treatment - will be upheld. This case is about discrimination based on disability.
This case, despite all the emotional issues, is about whether Sidney Miller as a child with possible disabilities had the right to live and should be living today. It is about whether this Court will sanction the discrimination that would have occurred if Respondents had withheld appropriate medical care and treatment just because Sidney Miller, before she was born and right when she was born, had actual and potential disabilities.
II. ARGUMENT
A. BACKGROUND
Sidney
Miller was born eleven years ago and is alive today. At the time of her motherıs premature labor, the
obstetrician believed the baby
would either not be born alive or would be born with a poor and horrible
prognosis and have disabilities, including cerebral palsy, mental retardation
and blindness. Her parents, based
on societyıs stigma and devaluation of people with these and other
disabilities, decided that their baby should not be resuscitated after she was
born. [3] The hospitalıs medical policy mandated
resuscitation for every newborn who weighed more than 500 grams and the
sonogram estimated Sidney Miller weighed 629 grams. [4] This
policy reflected the prevailing medical communityıs opinion and understanding
that a baby over 500 grams was appropriate to receive life-sustaining resuscitation. At the time of her birth, the hospital
used standard techniques of intensive care and took no measures to delay
inevitable death. [5] Within a
few weeks after Sidney Miller was born and after the resuscitation was
administered, she had brain hemorrhage and then became disabled.
What
caused her parents, within hours before her premature delivery, to decide that Sidney Miller should not be
resuscitated is the core of the
present dispute. In order to
maintain this action, despite all the legal theories conjured up by the
lawyers, the bottom line is her parents have brought a wrongful life
lawsuit. Based on their own and
societyıs stereotypes of the potential quality of life of persons with disabilities, Sidney
Miller should not have been kept alive but left to die. Your amici strongly urge this Court to
reject this action and to signal, as forcefully and clearly as possible, that
disabled childrenıs lives are as valuable as nondisabled childrenıs and that
all medical treatment available to nondisabled children must be provided to
children without regard to
potential disabilities.
Within
hours before the unexpected premature delivery and with very little time to
make a carefully considered decision, Karla Miller and Mark Miller, the
Petitioners in this action,
believed that their childıs life was and would be without quality or
value, and that normal medical treatment provided for other premature babies
should not be performed. Rather
than permit the hospital to comply with its medical standards to provide
newborn Sidney Miller with assistance in breathing, which in part is what
resuscitation is, Karla and Mark Miller instead wanted the hospital by omission
to participate in infanticide. C.
Everett Koop, the former Surgeon General of the Public Health Service of the
United States, a neonatal surgeon who treated hundreds of seriously ill
newborns, calls infanticide ... the deliberate killing ... of a newborn
whether by an act of omission or deliberate procedure that deprives the child
of life.... Infanticide is
euthanasia in a specific age group....
Infanticide is homicide.
C.E. Koop, Life and Death and the Handicapped Newborn, ISSUES IN LAW
& MEDICINE 5:101-02 (1989)(hereinafter Koop). The Respondents in the present case correctly
refused to participate in infanticide and in the omission of available,
appropriate, and common medical
treatment without which Sidney Miller could have died unnecessarily.
B. HISTORICALLY, THERE HAS BEEN WIDESPREAD MEDICAL TREATMENT DISCRIMINATION AGAINST CHILDREN WITH DISABILITIES
The
instant case presents the issue of protecting newborn children with actual or
potential disabilities from the medical discrimination that pervades our
country, historically and still today. Such discrimination has been and is
committed by governmental entities, health providers and sometimes parents. [6] Medical
discrimination against children with disabilities occurs when children with
disabilities do not receive the same medical treatment that nondisabled
children receive. It occurs by
omission when available and appropriate medical treatment is not provided
because the child is disabled or, in the case of a newborn, is regarded as
likely to become disabled. It also
occurs by commission when medical treatment is used to hasten death, again,
because the child is disabled.
The
United States Commission on Civil Rights issued the report entitled Medical
Discrimination Against Children with Disabilities (1989)(hereinafter
Commission of Civil Rights Report).
Among the information considered by the Commission was an experiment
conducted from 1977 to 1982 at the Childrenıs Hospital of Oklahoma. Doctors there developed a quality of
life formula for babies with
spina bifida which took into account the socioeconomic status of the babyıs
family to determine what to advise parents about a simple but life-saving
procedure. Better-off families
were provided a realistic and optimistic picture of the childıs potential,
while poor families were provided a pessimistic picture. Four out of five poor families accepted
the doctorsı advice and 24 babies lost their lives.
The
Commission on Civil Rights Report deals with many of the issues involved in the
present litigation, including the relationship between physician and parents
with newborns who are or may become disabled, how physicians devalue persons
with disabilities, the role quality-of-life assessments play in decisions
regarding withholding medically indicated and appropriate treatment from
disabled newborns and infants, and the universal acceptance of state
intervention in medical treatment decision-making if the children do not have disabilities but the frequent failure of the
state to intervene if the children are disabled.
The
report pointed out that a significantly high incidence of medical
discrimination against children with disabilities exists that is part of a much
larger pattern of medical care discrimination against people with
disabilities. (At 8). The Commission on Civil Rights Report
pointed out that the incidence persisted even though Congress had enacted the
Child Abuse Prevention and Treatment Act, see infra., three years earlier. The Commissionıs conclusions were based
on a variety of sources, including the repeatedly declared views of physicians
set forth in professional journal [and] surveys of health care professionals.
(At 8 and 103-110).
The
irony is that the incidence of discrimination is normally manifested in the denial
of appropriate medical treatment to children because they are disabled, whereas in the
instant case the Respondentsı policy and actions were to affirmatively provide
the appropriate medical treatment,
not to discriminate based on disability.
Your
amici believe this Honorable Court must be aware of the historical context of
the instant action.
1. The role of health providers.
In
the instant case, the record is not clear regarding the role that the
physicians played or what influence they had in Petitionersı alleged decision
to deny medical treatment. [7] As the Commission of Civil Rights Report noted
physicians with a bent toward denial of treatment for
persons with disabilities can be quite insistent in conveying negative
information... [T]he manner and content of the medical providerıs presentation
of the issue will be decisive in the parental decision whether to authorize
treatment. Unfortunately, there
also exists misinformation among many health care personnel and bioethicists
advising parents on the advances and alternatives available to children with
disabilities. (Id at 2, see also 26 -31).
Many
parents, like the Petitioners, know very little about disability at the time
they first learn that their child may have or does have a severe
disability. They might be terribly
guilty that they are the cause of their childıs disability and probably are very
confused when they are told by a
doctor that their newborn will be or will likely become disabled. Naturally they rely on the doctorıs
opinion and judgment, and at least unconsciously they rely on their own
stereotypes of and prejudices toward people who have disabilities. They may never have met or spoken with
children who have disabilities or their parents.
Most
obstetricians are no different than the Petitioners in their lack of experience
with and knowledge of disability,
other than the general stereotypes society presents. They may not have friends who have disabilities, have never
gone to watch a professional basketball game with a disabled teenager, or
talked to severely disabled adults about whether they perceive their lives have
quality. Their medical treatment of newborns ends at the delivery, without any
on-going experience with how the newborn grows into an infant, adolescent and
young adult. Consequently many
treating health providers give medical opinions based primarily on nonmedical
experiences, but on the same societal stereotypes that non-medical persons
have.
This
is confirmed by so-called medical judgments regarding the effectiveness of
medical procedures for disabled and nondisabled. The former Surgeon General C. Everett Koops observations on
the famous Baby Doe case show the
extent to which medical judgments are imbued with such discrimination. Baby Doe was a child who was born with
an obstruction in the esophagus, whose blood was not properly oxygenated, and
who also had Down syndrome. Baby
Doeıs obstetrician said he
would be severely retarded, something no one could
possibly have known at that stage of the childıs development. He referred to the newborn as a blob
and he said that the mortality for surgical procedure to correct the esophagus
was 50%. To indicate how wrong
that prediction was, I have repaired 475 such defects and in the last eight
years of my practice, I never lost a full term baby and my survival for
prematures was 88%. Koop at 109.
2. Medical discrimination against
children with disabilities.
It
is discrimination and a violation of human rights, basic civil rights and
Section 504 of the Rehabilitation Act of 1973, 29 U.S.C. § 794a, only when
[medical treatment] decision making is influenced by factors extraneous to
the science and art of medicine: when color, race, age, handicap, or
national origin lead to a difference in treatment despite being irrelevant to
the bona fide medical judgment.
Commission on Civil Rights Report at 3 (emphases added), see also 61
-78. In the instant case, the
hospital had a policy to resuscitate all newborns who weighed more than 500
grams, as Sidney Miller did. If
the hospital had not provided the
same medical treatment and conducted the same medically appropriate procedures
for Sidney that they provided to other children who were not severely disabled,
the respondents would have participated in medical discrimination based solely
on the potential disability.
3. Denial of treatment to newborn
children with disabilities.
The
Commission wrote that there was
no doubt that newborn children have been denied food,
water, and medical treatment solely because they are, or are perceived to be,
disabled.... [T]he discriminatory denial of treatment was [frequently] based on
ignorance and false stereotypes about the quality of lifeı of persons with
disabilities and ... misconceptions about the nature of the particular
disability the child would have if he or she were permitted to survive.
Commission on Civil Rights Report at 2, see also
103-110. Respondents did not deny
Sidney Miller treatment but, just the opposite, provided her with the same
treatment as nondisabled children.
4. Quality of life assumptions in the
denial of medical treatment.
Certainly
the Petitioners in the instant case after consultation with their doctor must
have believed that it was in the childıs best interest not to have a life that
Petitioners believed would be of unacceptable poor quality. Most adults with disabilities,
including those who have been disabled since birth, choose life and have
quality in their lives. Your amici
curiae are living evidence of this.
The Commission on Civil Rights concluded that the
bases typically advanced to support the denial of
lifesaving medical treatment ... based on disability - that the quality of life
of a person with a disability will be unacceptably poor, or that such a
personıs continued existence will impose an unacceptable burden on his family
... - are often grounded in misinformation, inaccurate stereotypes, and
negative attitudes about people with disabilities. A county committed to the civil rights of all should address
the very real problems people with disabilities and their families face ... -
not by eliminating those with disabilities. At 47.
Koop
suggests that the person to ask is an individual who has a disabling birth
defect. Koop at 105. He asked his patients who had severe
disabilities and pointed out that there was no doubt about how such young
people feel about the joy of living, despite the time-consuming and usually
painful medical and surgical procedures they have endured to correct birth
defects or those discovered in early childhood. Id. Your
amiciıs lives are full of quality and joy.
The Commission warned that
[t]o accept a projected negative quality of life for a
child with a disability based on the difficulties society will cause the child,
rather than tackling the difficulties themselves, is unacceptable. The
Commission emphatically rejects the view that an acceptable answer to
discrimination and prejudice is to grant the right to dieı to those against
whom the discrimination and prejudice exists. It is not tolerable to choose death for children with disabilities
as the societal response to unjust treatment of people with disabilities. Id at 33.
Your
amici urge this Court to reject the negative historical stereotypes regarding
the quality of life that persons with severe disabilities have. With appropriate community supports, a
good educational system, and personal attendant care services, such as the type
that Sidney Miller needs, people with disabilities live quality-lives and are
happy to be alive.
B. RESPONDENTS
WOULD HAVE CONTRAVENED THE CHILD ABUSE PREVENTION AND TREATMENT ACT IF THEY HAD
WITHHELD APPROPRIATE MEDICAL TREATMENT
Pursuant
to the Child Abuse Prevention and Treatment Act, 42 U.S.C. § 5101 et seq.,
participating States receive federal financial assistance for their child abuse
and neglect services as long as the State complies with the federal minimum
requirements. [8] The
statute is intended both to prevent abuse and to treat children so that child
abuse does not occur. While
federal implementing regulations do not require States to adopt the federal
definition of Child Abuse and Neglect, they do require that the definition
used in the State is the same in substance as the term is used in the federal
statute and regulations. 45 CFR §
1340.14(b).
Most
relevant to the instant action is the definition of medical neglect, which includes, but is not limited to,
the withholding of medically indicated treatment from a disabled infant with a
life-threatening condition. 45
CFR § 1340.15 (b)(1). Both
the federal statute, 42 U.S.C. § 5106g(6), and the federal regulations, 45 CFR
§ 1340.15, mandate compliance with federal minimum standards for withholding
of medically indicated treatment.
The standards are quite clear: the failure to respond to the infantıs
life-threatening conditions by providing treatment (including appropriate
nutrition, hydration, and medication) which, in the treating physicianıs (or
physiciansı) reasonable medical judgment, will be most likely to be effective
in ameliorating or correcting all such conditions.... 45 CFR § 1340.15 (b)(2).
The
federal statute and federal regulations provide for exceptions to withholding
of medically indicated treatment.
They are quite explicit and narrow, and they are not
disability-based. It is not a
failure to provide medically indicated treatment if:
(i) The
infant is chronically and irreversibly comatose;
(ii) The
provision of such treatment would merely prolong dying, not be effective in
ameliorating or correcting all of the infantıs life-threatening conditions, or
otherwise be futile in terms of survival of the infant; or
(iii) The provision of such
treatment would be virtually futile in terms of the survival of the infant and the treatment itself
under such circumstances would be
inhumane.
45 CFR § 1340(b)(2). See 42 U.S.C. § 5106g(6). If the infant does not meet these
standards, a hospital cannot refuse on its own and cannot agree at the request
of parents to withhold medically indicated treatment.
It
is clear that the basic principle is that all disabled infants with
life-threatening conditions must be given medically indicated treatment,
defined in terms of action to respond to the infantıs life-threatening
conditions by providing treatment.... 45 CFR Part 1340 App. at 355 (emphasis
added). Only for those children
whose conditions fall in the exceptions, whether or not they are disabled, can
medical treatment be withheld.
These
exceptions present standards that are not disability based; all children are treated equally.
Sidney
Miller did not fall within any of
the permitted regulatory exceptions of the Child Abuse Prevention and Treatment
Act. [9] She was
not chronically or irreversibly comatose, the standard neonatal services and
treatments for newborns were not administered merely to prolong dying, nor
were they futile in terms of survival. And the treatment was not
inhumane. In the instant case,
the request not to provide medical treatment to Sidney Miller came immediately
before she was born and virtually at the instant when the medical services had
to be provided to prevent her death. [10] Had
Respondent hospital withheld medical treatment to save her life when the baby
did not fall within any of the
exceptions and a clear emergency existed, Respondent would have violated the
Child Abuse Prevention and Treatment Act. [11]
Respondents had to comply with Sidney Millerıs life-threatening
situation and not withhold medically indicated treatment.
C. RESPONDENTS
WOULD HAVE CONTRAVENED THE AMERICAN MEDICAL ASSOCIATIONıS ETHICAL REQUIREMENTS
IF THEY HAD WITHHELD APPROPRIATE MEDICAL TREATMENT
The
American Medical Associationıs
policy position was written by its Council on Ethical and Judicial
Affairs, CEJA Opinion 2.215, and
is reported in Treatment
Decisions for Seriously Ill Newborns (I-A-92). The AMA points out the ethical factors that should be
considered before withholding medical treatment in newborns.
The
AMA writes when a patient has never been competent, decisions regarding
life-sustaining treatment should be guided by the best interest standard, i.e.,
what course of action best promotes the patientıs well-being. (Emphasis
added). The AMA spells out
five criteria.
The best interest standard requires a weighing of the
benefits and burdens of treatment options including nontreatment as objectively
as possible. Factors ... include:
1) the chance the therapy will succeed, 2) the risks involved with treatment
and nontreatment, 3) the degree to which the therapy if successful will extend life,
4) the pain and discomfort associated with the therapy and 5) the anticipated
quality of life for the newborn with and without treatment.
Recognizing
the controversy that surrounds quality of life considerations in the context of
treatment decisions such as with Sidney Miller, the AMA emphasizes that
quality of life [considerations] do not include any form of assessment of the
patientıs social worth or value to others, such as the infantıs parents. An infantıs quality of life must be
evaluated from the infantıs perspective.
The AMA asks that [c]ompetent, generally healthy, adults must try to
imagine what quality of life would be valuable to a seriously ill newborn. Though difficult, this approach is
ethically required. The AMA
does not take the position that all life must be preserved. Rather, in a very limited number of
situations, for example, a newborn with Tay-Sachs disease and whose life
expectancy is only a few years, the balance would tip to nontreatment.
However,
the AMA warns that [t]here are often situations when the prognosis of a
seriously ill newborn is largely uncertain.... There is frequently no way of knowing whether a particular
low birth weight will survive to leave the hospital.... In situations when an infantıs prognosis
is largely uncertain, treatment to keep the infant alive should be
provided. That was the situation
in the present case and is what Respondents did. At birth, Sidney Miller was like other premature
babies. There was an emergency
situation immediately postpartum that required treatment to keep the child
alive. Respondents provided that
treatment and now eleven years later Sidney Miller is alive.
In
answering the question who should decide, the AMA Council states that there
are a number of factors that can impinge upon the ability of parents to make
treatment decisions for their seriously ill newborns. Parents may be so emotionally distressed and overwhelmed by
the condition of their child that their judgment is clouded.
The
New York State Commission on Quality of Care pointed out that the interests of
parents might conflict with the best interests of the child.... Often families become unduly frightened
about dealing with a handicapping condition because of a lack of knowledge of
the condition itself and of the support groups available to help the
family. P.F. Stavis, Newborns
with Significant Handicaps: What is their right to be medically treated or to
have treatment refused? And, who oversees it? COMMISSION ON QUALITY CARE, 43:4
(1990).
In
the instant case, the AMAıs ethical considerations overwhelmingly weigh in
favor of the Respondents. The
hospital acted ethically in resuscitating and keeping Sidney Miller alive.
D. RESPONDENTS
WOULD HAVE VIOLATED SECTION 504 OF THE REHABILITATION ACT IF THEY HAD WITHHELD
APPROPRIATE MEDICAL TREATMENT
Section
504 of the Rehabilitation Act of 1973 mandates a broad government policy that
programs receiving Federal financial assistance shall be operated without
discrimination on the basis of handicap. S.Rep.93-1297, 93 Cong. 2. Sess 39
(1974). It was enacted to prevent
discrimination against all handicapped individuals under any federally
assisted program, specifically including those providing for the delivery of
health services (id. at 38).
Consistent with this congressional intent, the comprehensive regulations
promulgated by the Secretary in 1977 made clear that Section 504 applies to
federally assisted health care programs and that it prohibits a provider from
refusing to treat a handicapped person solely because of his handicap.
Section
504 provides in relevant part:
No
otherwise qualified handicapped individual in the United States ... shall,
solely by reason of her or his handicap, be excluded from the participation in,
be denied the benefits of, or be subjected to discrimination under any program
or activity receiving Federal financial assistance....
A
provider who withholds medically beneficial treatment or related assistance
from a handicapped infant or subjects an infant to discrimination solely
because of her/his handicap falls squarely within the scope of Section
504. This language should be given
its plain meaning, consistent with the national commitment to eliminate the
glaring neglectı of the handicapped (Alexander v. Choate, 105 S. Cr. 712, 717 (1985)(quoting 118
Cong. Rec. 526 (1972)(remarks of Sen. Percy, one of the cosponsors)).
The
statute has four elements that apply to the present action.
First,
there cannot be a question that Respondents correctly recognized that Sidney
Miller was a handicapped individual for purposes of Section 504. The fact that she was a newborn is not
relevant; the clear intent of the statute is all-inclusive coverage without regard
to an individualıs age. Moreover,
the term handicapped individual is defined in broad terms to mean any person
who (i) has a physical or mental impairment which substantially limits one or
more of such personıs major life activities ... or (iii) is regarded as having
such an impairment. 29 U.S.C. §
706 (7)(B). Certainly, respondent
knew that infant Sidney had such substantially limits. It would be inconceivable that
respondent had not at the least regarded her as disabled.
When
Section 504 was first introduced, Senator Humphrey described the bill
broadly. (118 Cong. 525-26
(1972)(emphases added):
I am insisting that the civil rights of 40 million
Americans now affirmed and effectively guaranteed by Congress - - our several
million disabled war veterans, the 22 million people with a severe physically
disabling condition, the one in every 10 Americans who has a mental condition
requiring psychiatric treatment, the 6 million persons who are mentally
retarded, the hundreds of thousands of crippled by accidents and the
destructive forces of poverty, and the 100,000 babies born with defects each
year.
These people have the right to live, to work to the
best of their ability - - to know the dignity to which every human being is
entitled....
Representative
Vanik explained the bill in terms that likewise manifest a concern for the
treatment of handicapped children.
I am today introducing legislation
to provide equal treatment of the handicapped in all programs which receive
Federal assistance.... The number
of handicapped is growing daily.
Every year 100,000 babies are born with defects that will force them to
use crutches, braces, or wheelchairs for all of their lives. 11 Cong. Rec. 45972 (1971)
He
touched on the underlying and fundamental question that the instant appeal
raises when he stated:
In ancient Greece, in the city-state of Sparta, the
people would take the handicapped newborn, and leave them to die of exposure on
the mountainside. Are we guilty of
the same type of gross neglect in this county? 119 Cong. Rec.18137 (1973).
Second,
respondent was a program or activity receiving Federal financial
assistance. Nothing in the
language of Section 504 suggests any exception that would permit discrimination
against handicapped persons under those federally assisted programs that
furnish medical treatment. At the
time Sidney was born, it was irrelevant whether or not she was a beneficiary of
a specific program that received federal financial assistance. So long as the hospital received it,
then its entire program and activities were covered.
Consistent
with Congressı intent, then HEW published regulations to implement Section 504.
See 42 Fed. Reg. 22677 (1977).
Those regulations contain a subpart that specifically applies to
federally assisted health services programs, along with social services and
welfare programs. See 45 CFR Pt
84, Subpt. F.[12] They
state, inter alia, that in providing health services or benefits under
a program, the recipient may not, solely on the basis of handicap, deny
a qualified handicapped person these benefits or services, or afford a
qualified handicapped person an opportunity to receive benefits or services
that is not equal to that offered nonhandicapped persons. 45 CFR § 84.52(a)(1)&(2). However, the regulations like Section
504 itself, do not require that the benefits or services afforded handicapped
persons produce the identical result or level of achievement as they do for a
nonhandicapped person. 45 CFR §
84.4(b)(2). See Alexander v.
Choate , supra at 722 . They
require only evenhanded treatment.
Ibid.; Southeastern Community College v. Davis, 99 S.Ct. 2361,
2369 (1979).
With
regard to medical treatment decisions, an explanatory note states (45 CFR
Pt.84, App. A para. 36):
[A] burn treatment center need not provide other types
of medical treatment to handicapped persons unless it provides such medical
services to nonhandicapped persons.
It could not, however, refuse to treat the burns of a deaf person
because of his or her deafness.
These
provisions of the 1977 regulations, which were in effect when Sidney was born,
thus make clear that Section 504 prohibits the denial of medically needed
treatment based solely on the individualıs handicap. [13] There is
no basis for excluding handicapped infants from their coverage. Respondentıs policy of providing
medical treatment for premature babies who weighed 500 grams or more had to be
applied evenhanded, regardless of whether the newborn baby was visibly
disabled or whether the baby could become disabled or even if it were likely or
probable that the newborn would become disabled.
Third,
Sidney Miller was an otherwise qualified person. There is no basis for excluding the category of handicapped
infants from the coverage of Section 504 on the ground that she was not
otherwise qualified to receive the same medically indicated treatment that
every other premature baby over 500 grams received. For the hospital to not treat Sidney Miller with the same medical treatment that other
premature babies received would be to subject [her] to discrimination solely
because she was disabled or because she was regarded as likely to become
disabled.
Respondentıs
hospital is not a special purpose hospital that did not treat certain
categories of patients or types of conditions. Section 504 does not require a provider to treat an infant,
simply because she is handicapped, for a condition that the provider otherwise
would not treat under a bona fide policy of this kind. But that limited rationale plainly has
no application to a hospital or other provider that delivers all babies and
treats all newborns.
An
additional requirement is that the treatment must be medically indicated in the
particular circumstances. A
hospital ordinarily does not perform surgery or afford other treatment to any
patient, handicapped or not, if the person would not benefit medically from
it. Nothing in Section 504
requires a hospital to abandon that neutral principle in the case of
handicapped infants. But if the
limitations stemming from the infantıs handicapping condition would not prevent
her from benefitting from a particular course of treatment (e.g., receiving
resuscitation), the infant meets this requirement and must be deemed otherwise
qualified.
While,
most frequently, the situation arises that it is the hospital that does not
want to perform the medical treatment because this child is disabled, the instant case presents the
flip side. For the hospital not to have required the emergency operation when it had
a written policy to resuscitate newborns weighing more than 500 grams would
have subjected it to a potential Section 504 violation and sanctions by
HCFA. To have withheld appropriate
medical treatment because Sidney was disabled would have been a direct
violation of the federal interpretive guidelines for the Section 504 regulation
in effect. Specifically, those
guidelines state that with respect to programs or activities receiving federal
financial assistance, health care providers may not, solely on the basis of
present or anticipated physical or mental impairments of an infant, withhold
treatment or nourishment from the infant who, in spite of such impairments,
will medically benefit from the treatment or nourishment. 45 CFR Pt. 84, App. C. para.
(a)(1). A denial of treatment in
those circumstances would be based precisely on the existence of the infantıs
handicap, standing alone, not on the fact that the handicapping condition results
in limitations or has other manifestations which in turn use the individual to
fail to meet bona fide qualifications established by respondents.
The
mere possession of handicaps as distinguished from any consequences of the
handicapping condition that render medical treatment contraindicated is not a
permissible ground for assuming that an infant is unable to benefit medically
from treatment. That rationale
would relegitimize the very social neglect of handicapped persons that
Congress sought to eliminate through the passage of Section 504. See Alexander v. Choate , supra
at 717 (quoting 119 Cong. Rec. 5883
(1973)(remarks of Sen Cranston).
Fourth,
defendant hospital could not have denied benefits or subjected to
discrimination Sidney Miller on the basis of her handicap. The final element of the prohibition in
Section 504, the element of discrimination, requires little discussion. If, in a federally assisted program, a
hospital has refused to furnish an infant who has handicap with treatment that
would be medically beneficial (e.g., the resuscitation) and that would be
performed for a child who is not handicapped or who did not have the same
handicaps as Sidney Miller, the hospital would have solely by reason of [her]
handicap been den[ying] the benefits of and been subject[ing] to
discrimination under the federally assisted program.
Where
an emergency situation exists, as occurred during the infamous eleven hours
before Sidney was born, and the hospital had to commence the resuscitation
immediately after birth to keep the child alive, the medical treatment
furnished Sidney Miller must be viewed the same whether or not she was
disabled. That is, if the hospital
would have acted the same way vis-a-vis the Petitioners in the present action
if their child was not disabled (but premature and weighing above 500 grams),
then to not treat Sidney as they did would have been a violation of Section
504.
A
hospital is required to take actions to override a parental withholding of
consent to life-saving treatment for a handicapped child if the hospital would
do so for a nonhandicapped child.
Thus, Section 504, as applied to handicapped infants in this context,
requires a hospital to follow, not to modify, its existing policies. To treat handicapped and nonhandicapped
infants the same imposes no new
affirmative action obligation on a hospital within the meaning of Davis,
supra at 2369.
Hospitals commonly take steps to assure treatment when, for example, religious convictions prohibit the parents from consenting to medical treatment or a necessary blood transfusion. See, e.g., Jehovahıs Witnesses in the State of Washington v. King County Hospital, 278 F. Supp. 488 (W.D. Wash. 1967), affıd, 390 U.S. 598 (1968); Raleigh Fitkin-Paul Morgan Memorial Hospital v. Anderson, 42 N.J. 421. 201 A.2d 537, cert. denied, 377 U.S. 985 (1964). Section 504 requires nothing less for newborns who are disabled or are perceived to become disabled.
III. CONCLUSION
Your
amici strongly urge this Court affirm the appellate court decision and signal,
as forcefully and clearly as possible, that disabled children's lives are as
valuable as nondisabled children's lives.
This Court must hold that all appropriate and necessary medical
treatment available to nondisabled children must also be provided on an equal
basis to children born with potential or actual disabilities.
For children without disabilities, the
rights of parental consent are not absolute. Your amici ask for equal protection of newborns and infants
with disabilities under the Child Abuse Prevention Act and Section 504 of the
Rehabilitation Act of 1973.
Your
amici represent hundreds of thousands of individuals with disabilities and
parents of children with disabilities who have direct personal experience with
the complex relationship and tensions that exist between physicians and parents
when newborns have or may have a disability. Societyıs stigma of persons with disabilities frequently
results in physicians making low quality-of-life predictions that are erroneous
and assessments that often result in decisions to withhold medically indicated
and appropriate treatment.
Most
adults with disabilities, including those who have had a disability since
birth, choose life and have quality in their lives. Most parents of children with disabilities value and believe
their childrenıs lives have quality.
Your
amici want this Court to hear from children and adults with disabilities who
received the medical treatment they needed to survive. In
fact, it should be obvious that a more authoritative source could not be
found. We offer our perspective as
people with disabilities and family members to this Honorable Court.
Your
amici are living evidence that disability has value in our society. We wish to
assert in the strongest possible terms our disagreement with a wrongful life
rule of law and our rejection of society's prevalent judgment of our lives, "better dead than
disabled."
We
represent people with disabilities of all ages and families of children with
disabilities, throughout Texas and across the nation, and we call upon this
Court to unequivocally affirm the
equal value of our lives under the law.
Respectively
submitted,
COUNSEL
FOR AMICI CURIAE
_______________________________
STEPHEN
F. GOLD
125
S. 9th Street
Suite
700
Philadelphia,
Pa. 19107
215-627-7100
215-627-3183
(Telecopier)
Of
Counsel
Diane
Coleman
Robert
J. Provan
State
Bar No. 16355500
Provan
& Associates, P.C.
401
West 15th Street, Suite 850
Austin,
Texas 78701
512-
469‑9383
Date: March 21, 2002
ATTACHMENT A: INTERESTS OF AMICI CURIAE
A. NOT
DEAD YET
Not Dead Yet is a national grassroots organization of
people with disabilities formed in response to the increasing popularity of,
and laws permitting, physician assisted suicide and euthanasia in the United
States and around the world. Not
Dead Yetıs mission is to protect the civil rights of people with disabilities
by advocating against discriminatory legalization of physician assisted suicide
and euthanasia, and to bring a disability-rights perspective and awareness of
the effects of discrimination to the legal and sociological debate around
euthanasia and physician assisted suicide. Formed in 1996, Not Dead Yet has worked to educate, support,
coordinate and lead the disability community's effort to stop the "right
to die" from becoming a duty to die or a right to kill. Not Dead Yet members have undertaken
specific activities in the name of the organization and in support of its
mission in at least 30 states. Not
Dead Yet's amicus brief, with co-amici ADAPT, filed in the U.S. Supreme Court
in the case of Vacco v. Quill, 117
S.Ct. 2293 (1997), was among a handful, out of over 60 such briefs, cited by
the high Court in its final opinion. Not Dead Yet has given invited testimony before the
U.S. Congress three times, once before the U.S. Senate Judiciary Committee and
twice before the Constitution Subcommittee of the U.S. House of Representatives. B. ADAPT
ADAPT is a national organization with a large and
active Texas chapter, most of whose members have severe disabilities and many
of whom have been institutionalized in nursing facilities and other public
institutions solely because they have disabilities. ADAPT members include persons with spina bifida, cerebral
palsy, muscular dystrophy, spinal cord injuries, multiple sclerosis,
quadriplegia, paraplegia, head and brain injuries, polio, amyotrophic lateral
sclerosis, as well as many other disabilities. Most of these persons use assistive devices, including
motorized and manual wheelchairs, ventilators, and personal assistance services
for meeting their personal needs.
Many of ADAPTıs members cannot sit up on their own but
require assistance. Many cannot
walk or feed themselves. Some use
communication devices to talk.
Some are incontinent and legally blind. Some have severe cognitive disabilities and other
developmental disabilities. Many have seizures and spastic quadri paresis in their
limbs. Many use personal
assistance services. Thus, they
share many of the disabilities that Sidney Miller has.
ADAPT's national mission is to establish the civil
rights of all individuals to choose to live in their homes and communities,
rather than be forced into nursing homes and other institutional settings. ADAPT has a long history and record of
enforcing the civil rights of people with disabilities and was one of the key
organizations that participated in the political and legislative process that
resulted in the passage in 1990 of the Americans with Disabilities Act, 42
U.S.C. § 12101 et seq. ("ADA"). See ADAPT v. Skinner, U.S. Dep't of Transp., 867 F.2d
1471, 881 F.2d 1184 (3d Cir. 1989).
C. THE ARC OF THE
UNITED STATES
The Arc of the United States (The Arc), through its
nearly 1,000 state and local chapters, is the largest national voluntary
organization in the United States devoted solely to the welfare of the more
than seven million children and adults with mental retardation and their families. Since its inception, The Arc has
vigorously challenged attitudes and public policy, based on false stereotypes,
which have authorized or encouraged discrimination against people with mental
retardation in virtually all areas of life. The Arc was instrumental in
development of the so-called Baby Doe amendments to the Child Abuse Amendments
of 1984, which protect newborns with disabilities from discrimination. In addition, in 1983, in collaboration
with other national organizations, The Arc developed the Principles of
Treatment of Disabled Infants. The Arc was one of the leaders in framing and
supporting passage of the Americans with Disabilities Act (ADA).
The Arc has extensive experience in addressing issues
regarding withholding of medical treatment and has found that people with
mental retardation sometimes die because doctors, parents and other
decision-makers impose do-not-resuscitate orders or refuse to authorize medical
treatment or provide food and/or water. These decisions are often based on the
disability itself, on the perceived "poor quality of life" of the
individual, or for economic reasons, rather than on the individual's medical
condition. The Arcıs position statement on medical and dental treatment states,
in part, that a person's mental retardation or degree of disability must not
be a factor in the decision to provide or withhold medical or dental treatment.
Withholding or withdrawing treatment based on disability alone is illegal and
can never be condoned. The individual's medical condition and welfare must be
the basis of the decision.
D.UNITED CEREBRAL PALSY ASSOCIATIONS, INC
United Cerebral Palsy Associations, Inc.
("UCP") is a Washington D.C.‑based not‑for‑profit
corporation incorporated in 1948.
The mission of UCP is to advance the independence, productivity and full
citizenship of people with cerebral palsy and other disabilities, through its
commitment to the principles of independence, inclusion and self‑determination. UCP is the leading source of
information on cerebral palsy and is a pivotal advocate for the rights of all
people with disabilities. UCP and
its nationwide network of over 100 affiliates in 40 states strive to ensure the
inclusion of persons with disabilities in every facet of society.
D.THE ARC OF TEXAS
The Arc of Texas is a statewide, non‑profit
volunteer organization committed to expanding opportunities for people with
mental retardation and related developmental disabilities to be included in
their communities. For 52 years, The Arc has worked to advance the interests of
children with disabilities. The Arc was a key advocacy factor in the passage of
the Comprehensive Special Education Act of 1969 and numerous other legislative
and administrative initiatives dealing with special education, children's
services, family support programs and long‑term care for children with
disabilities. The Arc collaborates with other disability advocacy organizations
to advocate for and monitor a broad range of programs, services, rights and
benefits available to children with disabilities in Texas.
F. TASH
TASH is an international advocacy association of
people with disabilities, their family members, other advocates, and people who
work in the disability field, all working toward a society in which inclusion
of all people in all aspects of
society is the norm. TASH was
established in 1975 and has 39 chapters throughout the USA and members from
thirty‑eight countries worldwide. TASH's mission is to eliminate physical and social
obstacles that prevent equity, diversity, and quality of life. This mission is accomplished through
individual, public policy, and legislative advocacy. TASH is committed to assuring human rights and social
justice for all people with disabilities.
G. THE AMERICAN
ASSOCIATION OF PEOPLE WITH DISABILITIES
The American Association of People with Disabilities
is a national membership organization promoting political and economic
empowerment for children and adults with disabilities. AAPD has a strong interest in promoting
the ability of disabled infants and toddlers to come into the world and be
welcomed as full citizens.
H. WORLD INSTITUTE ON
DISABILITY
The World Institute on Disability (WID) is a center
for the study of public policy and independent living. It was founded in 1983 by
internally recognized leaders of the disability rights movement to support full
inclusion and participation in society of persons with disabilities, as opposed
to the isolation and shelter provided by traditional disability services. WID's work addresses the vast range of
issues that shape the lives of people with disabilities, from in‑home
support services to access to information technology and many other
subjects. WID engages in research,
policy analysis, model‑program development, technical assistance and
public education to supply a broad foundation for the enterprise of gaining
social inclusion for people with disabilities.
I. UNITED
CEREBRAL PALSY ASSOCIATION OF TEXAS
United Cerebral Palsy Association of Texas, Inc. was
started 1954. UCP Texas was
founded by parents of children with disabilities who sought to develop and
provide disability services and is a part of a national network of over 120
affiliates. The UCP Texas board of
Directors is comprised of a majority of individuals with disabilities and
parents or other family members of a child with a disability. Its mission is to positively impact the
lives of people of with cerebral palsy and other similar disabilities, and
their families.
UCP Texas provides services and advocacy on behalf of
individuals with disabilities throughout the state of Texas. UCP Texas promotes and provides
services, advocacy and other supports that enable the full inclusion of people
with disabilities in all life areas:
work, play, recreation, housing, learning, worship, and meaningful
relationships.
UCP Texas works to ensure positive futures for
children with disabilities through legislative and systemic advocacy, provision
of an inclusive camp for children with and without disabilities, and school‑based
enrichment programs and summer internships for teens transitioning to
adulthood.
J. COALITION
OF TEXANS WITH DISABILITIES
Founded in 1978, the Coalition of Texans with
Disabilities is a statewide coalition of individuals and organizations working
together to eliminate barriers to equal and full participation in life. Its mission is to ensure that people
with disabilities may live, work, learn, play and participate fully in the
community of their choice.
K. TEXAS ADVOCATES SUPPORTING KIDS WITH
DISABILITIES
TASK is a statewide, non‑profit organization of
parents and families caring for children with disabilities. Its goals are to empower families by
providing current information on issues affecting children with disabilities;
enable families through advocacy training to effectively use this information
to promote positive public policy for children with disabilities; educate
policymakers on the support needs of children with disabilities and their
families; and promoting culturally diverse and inclusive communities for all
children with disabilities.
L. AUSTIN
RESOURCE CENTER FOR INDPENDENT LIVING
The Austin Resource Center for Independent Living
(ARCIL) is a consumer‑driven, community‑based not‑for profit
corporation dedicated to the empowerment of persons with disabilities to
achieve maximum independence and equal community access. Services are developed, directed and delivered
primarily by persons with disabilities.
In addition to providing these core services, ARCIL actively engages in
system‑wide efforts to reduce the physical and attitudinal barriers that
prevent individuals with disabilities from participating in all aspects of
everyday life.
M. TEXAS ASSOCIATION OF
CENTERS FOR INDEPENDENT LIVING
The Texas Association of Centers for Independent
Living (TACIL) represents twelve Centers for Independent Living operating in
eighteen locations across the state.
Each Center is a private, nonprofit, consumer‑directed, cross‑disability,
non‑residential, community‑based corporation that is operated by
and for people with disabilities.
Centers for Independent Living in Texas provide direct services that
promote independence and community integration of people with all types of
disabilities. The Centers,
consumers, and their families engage in local, state, and national advocacy
efforts on independent living issues.
TACIL represents a coordinated effort to implement systems change on
issues that impact the lives of Texans with disabilities.
N. THE TEXAS
CIVIL RIGHTS PROJECT
The Texas Civil Rights Project ("TCRP") is a
non‑profit public interest law organization that promotes racial,
economic, and social justice, as well as civil liberty under the Bill of Rights
of the Texas and United States Constitutions. TCRP, with membership base of approximately 800 Texans,
works toward these goals primarily through education and litigation involving
civil rights violations. TCRP maintains
a vigorous litigation and education campaign on behalf of members of the
State's disability community and disability rights organizations, utilizing the
Americans with Disabilities Act and Section 504 (Rehabilitation Act of 1973),
as well as comparable Texas laws.
Commendations on this important task.
O. THE CENTER FOR
HOUSING AND NEW COMMUNITYECONOMICS
The
Center works to develop integrated housing opportunities for people with
disabilities, including children, young adults and older people with
disabilities. The Center provides
technical assistance to families with children with disabilities and families
with disabilities on options to live, work, play and recreate integrated in the
community.
P. ABLE
CENTER FOR INDEPENDENT LIVING
ABLE Center for Independent Living located in Odessa,
Texas, is a cross‑disability community- based, nonprofit organization
whose mission is to assist people with disabilities achieve equality,
independence and quality of life through any and all resources available. ABLE serves a seven county area of West
Texas providing peer counseling and other counseling services, information and
referral, independent living skills training and systems and self‑advocacy.
Q. THE HOUSTON CENTER FOR
INDEPENDENT LIVING AND BRAZORIA COUNTY CENTER FOR INDENDENT LIVING
The Houston Center for Independent Living and its
Brazoria County CIL satellite office is a
community‑based, consumer‑controlled, cross‑disability
organization for people with disabilities. It advocates for the full inclusion, equal opportunity, and
participation of persons with disabilities in every aspect of community
life. The Centers believe that
people with disabilities have the right to make choices affecting their lives,
a right to take risks, a right to fail and a right to succeed.
R. VOLAR
VOLAR is a community-based organization that
promotes the independence of
children and adults in the El Paso area. VOLAR works to assure that people with
disabilities have the rights and
support services to live, work and play in the community.
S. THE
CENTER FOR SELF-DETERMINATION
The Center for Self‑Determination is a national
organization comprised of individuals with disabilities, family members and
professionals committed to the principles of self‑determination: freedom to choose where one wants to
live and with whom, as well as what important things one will do with one's
life; authority and control over the dollars necessary for long term supports;
support to craft the supports needed in ways that are unique to the individual
with a disability; and responsibility for both the wise use of public dollars
and for contributing to one's community.
T. ADVANCING
INDEPENDENCE: MODERNIZING MEDICARE AND MEDICAID
Advancing Independence: Modernizing Medicare and
Medicaid (AIMMM), a program of HalfthePlanet Foundation, is a policy forum that
seeks, identifies and advances responsible reforms in Medicare and Medicaid
needed to increase the health, independence, and self-sufficiency of persons
with disabilities. It brings
people with disabilities, families, Federal and State officials, the media and
others around a common table to identify effective ways to advance needed
change in policy and real people's lives. In doing this, it seeks to forge greater clarity among
all interests on what types of changes are necessary, viable and mutually
agreeable to pursue. Toward this
end, AIMMM is committed to working to identify, better understand and highlight
effective reforms and best practices.
CERTIFICATE OF SERVICE
I,
Stephen F. Gold, hereby certify that this 21st day of March, 2002 I
caused a true and correct copy of the foregoing brief to be served by prepaid,
first-class mail upon the following persons:
VIA FIRST CLASS MAIL
David E. Keltner Michael
D. Sydow
Jose, Henry, Brantley & Keltner, L.L.P. Verner,
Liipfert, Bernhard,
675 N. Henderson McPherson
& Hand
Fort Worth, Texas 76107 1111
Bagby, Suite 4700
Houston,
Texas 77002
Murray Fogler Shannon
H. Ratliff
McDade, Fogler, Maines L.L.P. Akin,
Gump, Strauss, Hauer
Two Houston Center &
Field, L.L.P.
909 Fannin, Suite 1200 Suite
1900
Houston, Texas 77010 816
Congress Avenue
Austin,
Texas 78701
Marc O. Knisely Michael
A Hatchell
McGinnis, Lochridge & Molly
H. Hatchell
Kilgore, L.L.P. Hatchell
PC
1300 Capitol Center PO
Box 2006
919 Congress Avenue Tyler,
Texas 75710
Austin, Texas 78701
Richard L. Rothfelder Mr.
Richard Bianchi
Rothfelder & Falick, L.L.P. Bianchi
& Lagarde, P.C.
1201 Louisiana, Suite 550 440
Louisiana, Suite 1200
Houston, Texas 77002 Houston,
Texas 77002
Richard A. Sheehy
Sheehy, Serpe & Ware, P.C.
2500 Two Houston Center
909 Fannin Street
Houston, Texas 77010-1003
________________________
Stephen
F. Gold, Esquire
125
S. 9th Street, Suite 700
Philadelphia,
PA 19107
215-627-7100
Dated: March 21, 2002
[1] Pursuant
to Rule11 (c), Texas Rules of Appellate Procedure, amici and their counsel have
not been paid and will not be paid for preparing the brief or for appearing in
this action.
[2] The
description and interests of each amici are at Attachment A.
[3] Resuscitation
is a medical term of art that includes, if necessary and appropriate, medication,
cardiac care, oxygen, and assistive breathing devices. It is frequently provided to premature
babies and is not what the general public might consider heroic measures. No heroic measures were done in the
instant case.
[4] Normal
fetal weight for a comparable premature baby was 563 grams. Sidney Millerıs estimated weight put
her in the 56th percentile, meaning the baby was a little bigger
than average size for a baby as that stage.
[5] At
birth, the attending neonatologist noted that Sidney gasped for air, cried
spontaneously, had acceptable color, weight and heart beat. She was a viable baby. Her Apgar scores were 3 at one minute
and 6 at five minutes, demonstrating that Sidney responded well to the
treatment. While most premature babies have lower Apgar scores than term
babies, Sidneyıs Apgar scores were good for a baby of her birth size. Three hours after birth the records
stated that Sidney was pink, active premature female infant with no
dysmorphic features, i.e., she appeared like other premature infants.
[6] Your
amici wish this Court to know that the Petitioners are the exception to the
rule. Most parents of children
with severe disabilities recognize the value, joy, and importance their
children have and give. These
parents, many of whom are members of the amici organizations, struggle daily
with the societal discrimination that devalues their children and denies them
their equal rights of citizenship.
These parents are raising children to become adults with disabilities
who will be alive to achieve these rights.
[7] Hospital
Progress Notes refers to babyıs poor prognosis because of biologic
immaturity. There are other
references to prognosis ... horrible.
[8] Texas
receives federal financial assistance from this program. It has been reported
that virtually every state has enacted rules to comply. S.A. Newman, Baby Doe,
AM. J. LAW& MED. 1989;15:1-60.
[9] These
regulations were effective October 9, 1985. Each health care facility must have a person who coordinates
these child protective services. 45 CFR § 1340.15(c)(3).
[10] They
occurred several weeks before she had a brain hemorrhage, at a time when only
the fears of disability were present.
[11] Emergency
services are authorized under the regulations. 45 CFR § 1340.14(f).
[12] The
Section 504 regulations cited herein were promulgated in 1977, were in effect
when Sidney Miller was born and remain fully in effect today.
[13] The
1984 Baby Jane Doe amendments that the Supreme Court invalidated in Bowen v.
American Hospital Assn, 106 S.Ct 2101 (1986) are not relevant in the
instant case.